Elizabeth Jayne King

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Woodwards Financial Planning Limited
FRN 628562
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Nov 2014 to 8 Dec 2019)
Woodwards Financial Planning Ltd (no longer approved here)
FRN 471819
- Employed By (4 Dec 2012 to 16 Oct 2014)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (4 Dec 2012 to 16 Oct 2014)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (22 Jun 2012 to 30 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.