Elizabeth Jane Barker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD

    FRN 146449

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • EAST ANGLIAN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 605096

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • CF30 Customer (7 Apr 2018 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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