Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (18 Mar 2013 to 12 Jun 2017)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (11 Sep 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Nov 2006 to 31 Oct 2007)
- CF13 Finance (30 Jun 2006 to 3 Nov 2006)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (11 Sep 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Nov 2006 to 31 Oct 2007)
- CF13 Finance (30 Jun 2006 to 3 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.