Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • CF30 Customer (18 Mar 2013 to 12 Jun 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Sep 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Nov 2006 to 31 Oct 2007)
    • CF13 Finance (30 Jun 2006 to 3 Nov 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Sep 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Nov 2006 to 31 Oct 2007)
    • CF13 Finance (30 Jun 2006 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.