Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Material risk taker (since 25 Apr 2023)
- SMF5 Head of Internal Audit (since 1 Jul 2022)
- [FCA CF] Significant management (25 Nov 2020 to 27 Apr 2023)
- CF28 Systems and controls (3 Oct 2019 to 8 Dec 2019)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Significant management (since 25 Nov 2020)
- CF28 Systems and controls (3 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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