Elizabeth Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED

    FRN 119281

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 27 Oct 2020)
    • [FCA CF] Functions requiring qualifications (27 Oct 2020 to 26 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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