Elizabeth Anne Syms

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connect IFA Ltd

    FRN 441505

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Apr 2025)
    • CF21 Investment Adviser (3 Apr 2006 to 28 Dec 2006)
    • Responsible for Insurance Mediation (3 Apr 2006 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (3 Apr 2006 to 8 Dec 2019)
    • CF1 Director (3 Apr 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Apr 2006 to 31 Mar 2009)
    • CF10 Compliance Oversight (3 Apr 2006 to 8 Dec 2019)
  • Connect I.F.A. (2787) (no longer approved here)

    FRN 189693

    • Employed By (3 Nov 1998 to 4 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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