Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 16 May 2023)
    • SMF10 Chair of the Risk Committee (since 29 Nov 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF16 Compliance Oversight (16 Aug 2018 to 8 Jun 2020)
    • SMF4 Chief Risk (16 Aug 2018 to 8 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2020)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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