Elizabeth Anne Kunzler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2024)
    • [FCA CF] Client dealing (since 3 Dec 2024)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Jul 2013 to 13 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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