Elizabeth Anne Horner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Edmond de Rothschild Asset Management (UK) Limited (no longer approved here)
FRN 578074
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 7 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Aug 2022)
- CF1 Director (16 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Jun 2016 to 8 Dec 2019)
CBRE Investment Management (UK Funds) Limited (no longer approved here)
FRN 179712
- CF1 Director (15 Jan 2010 to 3 Oct 2011)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF1 Director (1 Dec 2001 to 31 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.