Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Dec 2009)
    • (1)Employed By (since 29 Dec 2009)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (18 May 2005 to 20 Apr 2007)
    • CF22 Investment Adviser (Trainee) (1 Jan 2004 to 18 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.