Elizabeth Ann Humby

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Elizabeth Humby
FRN 1008476
- (1)Employed By (since 9 Feb 2024)
St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Aug 2014)
- CF1 Director (AR) (18 Aug 2014 to 27 Feb 2019)
P W Associates Wealth Management Limited (no longer approved here)
FRN 600908
- (6)Employed By (20 Mar 2019 to 1 Mar 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.