Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
    • [FCA CF] Client dealing (since 10 Mar 2026)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (5 Mar 2020 to 23 Feb 2026)
    • [FCA CF] Functions requiring qualifications (5 Mar 2020 to 23 Feb 2026)
  • Philip J Milton & Company Plc (no longer approved here)

    FRN 181768

    • CF30 Customer (17 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.