Elissa Meghan von Broembsen-Kluever

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Omni Partners LLP
FRN 416689
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (2 May 2014 to 8 Dec 2019)
- CF30 Customer (18 Mar 2009 to 8 Dec 2019)
Omni Advisory Limited (no longer approved here)
FRN 969435
- SMF3 Executive Director (2 Mar 2023 to 30 Nov 2024)
PIPER SANDLER LTD. (no longer approved here)
FRN 191657
- CF30 Customer (25 Jan 2008 to 10 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.