Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Oct 2019 to 2 Oct 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Oct 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Oct 2020)
    • CF30 Customer (19 Jan 2016 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (17 Nov 2008 to 1 Oct 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF21 Investment Adviser (12 Apr 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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