Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (7 Oct 2019 to 2 Oct 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 2 Oct 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 2 Oct 2020)
- CF30 Customer (19 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (17 Nov 2008 to 1 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF21 Investment Adviser (12 Apr 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 12 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.