Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (18 Oct 2021 to 25 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2021 to 25 Sep 2023)
    • [FCA CF] Manager of certification employee (25 Mar 2021 to 10 Feb 2025)
    • [FCA CF] Client dealing (29 Jul 2019 to 5 Nov 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2019)
    • CF30 Customer (16 Apr 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.