Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [FCA CF] Significant management (since 17 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2025)
    • [FCA CF] Manager of certification employee (since 5 Aug 2025)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (19 Apr 2022 to 6 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (19 Apr 2022 to 6 Apr 2023)
    • CF21 Investment Adviser (7 Jun 2005 to 10 Oct 2006)
    • [PRA CF] Managing a material risk taker (since 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2025)
    • [FCA CF] Significant management (since 17 Sep 2025)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 17 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (19 Apr 2022 to 6 Apr 2023)
    • [FCA CF] Manager of certification employee (19 Apr 2022 to 6 Apr 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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