Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 22 Jan 2026)
- [FCA CF] Significant management (since 17 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2025)
- [FCA CF] Manager of certification employee (since 5 Aug 2025)
- [PRA CF] Managing a material risk taker (13 May 2022 to 17 Mar 2023)
- [FCA CF] Manager of certification employee (19 Apr 2022 to 6 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (19 Apr 2022 to 6 Apr 2023)
- CF21 Investment Adviser (7 Jun 2005 to 10 Oct 2006)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 22 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2025)
- [FCA CF] Significant management (since 17 Sep 2025)
- [PRA CF] Managing a material risk taker (13 May 2022 to 17 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (19 Apr 2022 to 6 Apr 2023)
- [FCA CF] Manager of certification employee (19 Apr 2022 to 6 Apr 2023)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.