Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
    • [FCA CF] Client dealing (since 2 Nov 2017)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 29 May 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 23 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
    • [FCA CF] Client dealing (since 2 Nov 2017)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 29 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2024)
    • [FCA CF] Material risk taker (since 23 Aug 2024)
    • [FCA CF] Client dealing (since 2 Nov 2017)
    • [FCA CF] Manager of certification employee (31 Jan 2020 to 29 May 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (6 Nov 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (19 Sep 2011 to 8 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.