Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 6 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (27 Mar 2017 to 7 May 2019)
    • [FCA CF] Manager of certification employee (27 Mar 2017 to 7 May 2019)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (11 Apr 2016 to 26 Nov 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (15 Sep 2008 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (15 Sep 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.