Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
- [FCA CF] Manager of certification employee (since 6 Jan 2025)
- [FCA CF] Client dealing (since 6 Oct 2022)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
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- [FCA CF] Client dealing (27 Mar 2017 to 7 May 2019)
- [FCA CF] Manager of certification employee (27 Mar 2017 to 7 May 2019)
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- CF30 Customer (11 Apr 2016 to 26 Nov 2016)
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- CF30 Customer (15 Sep 2008 to 6 Mar 2016)
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- CF30 Customer (15 Sep 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.