Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (5 Oct 2018 to 28 Feb 2020)
    • [FCA CF] Significant management (31 Aug 2017 to 28 Feb 2020)
    • [FCA CF] Client dealing (11 Nov 2016 to 28 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2016 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2016 to 7 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (5 Oct 2018 to 28 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (13 Jul 2018 to 7 Sep 2018)
    • [FCA CF] Significant management (13 Jul 2018 to 28 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.