Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 7 Dec 2007)
- CF1 Director (AR) (26 Jun 2006 to 7 Dec 2007)
- CF7 Sole Trader (AR) (8 Mar 2005 to 26 Jun 2006)
- CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (3 Jul 2002 to 17 Jan 2003)
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- (3)Employed By (1 Dec 2001 to 7 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.