Elias Sergiou Elia

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 16 Jun 2025)
    • [FCA CF] Algorithmic trading (since 13 Nov 2024)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 16 Jun 2025)
    • [FCA CF] Algorithmic trading (since 13 Nov 2024)
    • [FCA CF] Significant management (since 24 Oct 2024)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Algorithmic trading (13 Nov 2024 to 24 Jan 2025)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF26 Customer Trading (8 Apr 2003 to 12 Apr 2004)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (18 Mar 2002 to 25 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 21 May 2003)
    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.