Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Nov 2023)
    • [FCA CF] Client dealing (22 Nov 2023 to 12 Jan 2024)
    • [FCA CF] Material risk taker (since 24 Nov 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (21 Mar 2018 to 15 Aug 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 15 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (29 Dec 2003 to 15 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.