Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 24 Nov 2023)
- [FCA CF] Client dealing (22 Nov 2023 to 12 Jan 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 24 Nov 2023)
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- [FCA CF] Manager of certification employee (21 Mar 2018 to 15 Aug 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 15 Aug 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Dec 2003 to 15 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.