Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 15 Mar 2021)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.