Elian Moroney

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yodelar Investments Limited

    FRN 810056

    • (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (17)4. Giving personal recommendations on retail investment products which are not broker funds
    • (14)[FCA CF] Client dealing (4 May 2021 to 2 Apr 2026)
    • (15)[FCA CF] Functions requiring qualifications (4 May 2021 to 2 Apr 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 30 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (6 Jul 2016 to 6 Jul 2017)
    • CF30 Customer (19 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Yodelar Investments Limited

  2. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Yodelar Investments Limited

  3. controlled function removed: [FCA CF] Functions requiring qualifications at Yodelar Investments Limited

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Yodelar Investments Limited

  5. controlled function added: (14)[FCA CF] Client dealing at Yodelar Investments Limited

  6. controlled function added: (15)[FCA CF] Functions requiring qualifications at Yodelar Investments Limited

  7. controlled function added: (16)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Yodelar Investments Limited

  8. controlled function added: (17)4. Giving personal recommendations on retail investment products which are not broker funds at Yodelar Investments Limited