- IRN
- EXK01128
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privee, UBP SA
FRN 147562
- [FCA CF] Client dealing (since 9 Sep 2019)
- [FCA CF] Material risk taker (since 9 Sep 2019)
- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 15 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 15 Mar 2024)
- CF30 Customer (6 Apr 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.