Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2023)
    • [FCA CF] Client dealing (since 17 Jul 2023)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (27 Nov 2015 to 11 Feb 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (30 Apr 2014 to 14 Aug 2015)
  • Zebedee Capital Partners LLP (no longer approved here)

    FRN 467032

    • CF30 Customer (6 Apr 2009 to 21 Dec 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (13 Jul 2006 to 22 Aug 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (13 Jul 2006 to 22 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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