Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 13 Sep 2021)
    • [FCA CF] Material risk taker (2 Apr 2019 to 13 Sep 2021)
    • SMF2 Chief Finance (7 Mar 2016 to 26 Feb 2019)
    • CF28 Systems and controls (13 Feb 2014 to 6 Mar 2016)
    • CF1 Director (14 Jun 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (2 Apr 2019 to 13 Sep 2021)
    • [FCA CF] Material risk taker (2 Apr 2019 to 13 Sep 2021)
    • SMF3 Executive Director (20 Sep 2016 to 26 Feb 2019)
    • SMF2 Chief Finance (7 Mar 2016 to 26 Feb 2019)
    • CF28 Systems and controls (14 Jun 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (2 Apr 2019 to 13 Sep 2021)
    • [FCA CF] Material risk taker (2 Apr 2019 to 13 Sep 2021)
    • SMF2 Chief Finance (7 Mar 2016 to 26 Feb 2019)
    • CF1 Director (13 Feb 2014 to 6 Mar 2016)
    • CF28 Systems and controls (14 Jun 2012 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF28 Systems and controls (13 Feb 2014 to 26 Feb 2019)
    • CF1 Director (14 Jun 2012 to 13 May 2014)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • CF28 Systems and controls (13 Feb 2014 to 5 Nov 2014)
    • CF1 Director (2 Apr 2013 to 13 May 2014)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF1 Director (14 Jun 2012 to 13 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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