Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (16 Jun 2023 to 3 Jun 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (27 May 2020 to 20 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 20 Mar 2023)
    • [FCA CF] Material risk taker (1 Jan 2017 to 20 Mar 2023)
    • [PRA CF] Managing a material risk taker (1 Jan 2017 to 20 Mar 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Mar 2023)
    • CF30 Customer (9 Sep 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Nov 2010 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.