Eleanor Victoria Hopton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2026)
- CF30 Customer (1 Dec 2017 to 8 Dec 2019)
Broomfield & Alexander Wealth Management Ltd (no longer approved here)
FRN 574362
- Employed By (6 Jun 2018 to 11 Mar 2019)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (1 Jul 2015 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Jul 2014 to 21 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.