Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Jun 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2014 to 30 Dec 2016)
    • CF29 Significant management (3 Feb 2009 to 30 Dec 2016)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
    • CF27 Investment Management (17 Jul 2003 to 31 Oct 2007)
    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Jun 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2014 to 30 Dec 2016)
    • CF29 Significant management (18 Aug 2010 to 30 Dec 2016)
    • CF30 Customer (1 Dec 2009 to 30 Dec 2016)
    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Jun 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2014 to 30 Dec 2016)
    • CF29 Significant management (18 Aug 2010 to 30 Dec 2016)
    • CF30 Customer (1 Dec 2009 to 30 Dec 2016)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (29 Jun 2009 to 30 Dec 2016)
    • CF29 Significant management (3 Feb 2009 to 30 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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