Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 3 Mar 2020)
- CF1 Director (1 Apr 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Apr 2011 to 5 Mar 2015)
- CF11 Money Laundering Reporting (1 Apr 2011 to 5 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.