Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (23 Jun 2023 to 26 Apr 2024)
- [FCA CF] Material risk taker (23 Jun 2023 to 26 Apr 2024)
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Apr 2023)
- CF10a CASS Oversight function (16 May 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.