Elaine Joyce Milne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Apr 2013)
- CF30 Customer (since 7 Mar 2012)
Milne Wealth Management Limited
FRN 575943
- (1)Employed By (since 7 Mar 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (24 Sep 2008 to 24 Apr 2009)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (17 Jul 2002 to 27 Aug 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Redcliffe Associates Independent Financial Advisers Limited (no longer approved here)
FRN 192404
- Employed By (5 Sep 2001 to 20 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.