Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
    • [FCA CF] Client dealing (since 19 Aug 2024)
  • Atholl Scott Financial Services Limited (no longer approved here)

    FRN 136917

    • [FCA CF] Client dealing (4 Jul 2022 to 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 4 Jun 2024)
  • Alpha Real Property Investment Advisers LLP (no longer approved here)

    FRN 534723

    • CF30 Customer (6 Nov 2014 to 25 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.