Elaine Birch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grosvenor Birch Limited

    FRN 528798

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2025)
    • Responsible for Insurance Mediation (1 Nov 2010 to 30 Sep 2018)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
    • CF1 Director (1 Nov 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2010 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (19 Jun 2002 to 30 Nov 2005)
    • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)
  • Grosvenor Birch Financial Ltd (no longer approved here)

    FRN 207564

    • (1)Employed By (1 Dec 2001 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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