Elaine Ann Miller

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 20 Mar 2024)
  • FUTURES ASSURED LIMITED (no longer approved here)

    FRN 441384

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • Futures Assured Ltd (no longer approved here)

    FRN 200137

    • (9)Employed By (21 Jul 2004 to 30 Dec 2005)
  • Frank Hill & Son (Estate Agents) Ltd (no longer approved here)

    FRN 200270

    • (6)Employed By (8 May 2003 to 3 Oct 2003)
  • Armitage & Young Investment Management Ltd (no longer approved here)

    FRN 200111

    • Employed By (1 Dec 2001 to 3 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.