Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2019)
- [PRA CF] Key function holder (since 1 Jan 2019)
- [FCA CF] Manager of certification employee (since 31 Aug 2017)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
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- CF30 Customer (22 Dec 2008 to 24 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.