Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (24 Feb 2017 to 3 Mar 2023)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 3 Mar 2023)
    • [FCA CF] Material risk taker (24 Feb 2017 to 3 Mar 2023)
    • CF30 Customer (3 Sep 2012 to 16 Oct 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (17 Nov 2008 to 22 Jul 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (17 Nov 2008 to 22 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.