Eklavya Sareen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (16 Apr 2020 to 24 Jun 2022)
    • [FCA CF] Client dealing (10 Nov 2016 to 24 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 May 2016 to 6 Mar 2017)
    • CF30 Customer (29 Mar 2012 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 21 Nov 2011)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.