Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 14 Jun 2023)
    • [FCA CF] Significant management (15 Mar 2023 to 21 May 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2022 to 21 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2021 to 21 May 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (18 Apr 2023 to 14 Jun 2023)
    • [FCA CF] Significant management (15 Mar 2023 to 21 May 2023)
    • Director of firm who is not a certification employee or a SMF manager (19 Oct 2022 to 17 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Sep 2022 to 21 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2021 to 21 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.