Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 20 Feb 2025)
- [FCA CF] Client dealing (since 20 Feb 2025)
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- [FCA CF] Manager of certification employee (31 Mar 2023 to 9 Aug 2024)
- [FCA CF] Client dealing (1 Jul 2022 to 9 Aug 2024)
- [FCA CF] Functions requiring qualifications (1 Jul 2022 to 9 Aug 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.