Eithne Maria O'Leary

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • SMF1 Chief Executive (9 Jan 2020 to 9 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Aug 2024)
    • CF1 Director (25 May 2016 to 8 Dec 2019)
    • CF29 Significant management (27 Feb 2015 to 26 May 2016)
    • CF30 Customer (27 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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