Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF1 Director (25 Apr 2006 to 7 Nov 2009)
    • CF3 Chief Executive (25 Apr 2006 to 7 Nov 2009)
    • CF8 Apportionment and Oversight (25 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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