Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connor Broadley Ltd
FRN 468321
- 14. Managing investments
- [FCA CF] Client dealing (since 12 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
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- [FCA CF] Client dealing (20 Jan 2020 to 28 Jul 2023)
- [FCA CF] Functions requiring qualifications (20 Jan 2020 to 28 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.