Eileen Frances Herlihy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 5 Jul 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (17 Feb 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Feb 2004 to 21 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (5 Jul 2019 to 5 Oct 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Oct 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Jun 2022)
    • CF30 Customer (17 Feb 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Feb 2004 to 21 Apr 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.