Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Burrows and Foy LLP
FRN 946176
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 17 Aug 2021)
- [FCA CF] Client dealing (since 17 Aug 2021)
- [FCA CF] Functions requiring qualifications (since 17 Aug 2021)
- [FCA CF] Manager of certification employee (since 17 Aug 2021)
- SMF27 Partner (since 14 Jul 2021)
- Responsibility for MCD Intermediation (since 14 Jul 2021)
- Responsible for Insurance Distribution (since 14 Jul 2021)
- SMF16 Compliance Oversight (since 14 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jul 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jul 2021)
- CF4 Partner (AR) (1 Jul 2015 to 8 Jul 2021)
- CF30 Customer (1 Jul 2015 to 8 Jul 2021)
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- Employed By (1 Jul 2015 to 8 Jul 2021)
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- CF4 Partner (AR) (1 Jul 2015 to 8 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.