Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aegon Asset Management UK plc
FRN 144267
- SMF16 Compliance Oversight (since 1 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
- [FCA CF] Material risk taker (since 1 Dec 2023)
- [FCA CF] Significant management (since 1 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.