Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • CF2 Non Executive Director (23 Nov 2017 to 1 Dec 2018)
    • CF1 Director (3 Jul 2015 to 23 Nov 2017)
    • CF3 Chief Executive (3 Jul 2015 to 23 Nov 2017)
    • CF30 Customer (3 Jul 2015 to 23 Nov 2017)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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