Ei May Htaik

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD

    FRN 450754

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 20 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2023)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 1 Nov 2023)
    • [FCA CF] Client dealing (1 Nov 2021 to 1 Nov 2023)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (28 Oct 2019 to 22 Oct 2021)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (29 Apr 2015 to 11 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.