Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Newton Investment Management Limited
FRN 119331
- [FCA CF] Material risk taker (since 1 Dec 2024)
- [FCA CF] Manager of certification employee (since 24 Oct 2023)
- [FCA CF] Client dealing (since 24 Oct 2023)
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- [FCA CF] Client dealing (1 Feb 2020 to 22 May 2023)
- CF30 Customer (20 Dec 2018 to 8 Dec 2019)
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- CF30 Customer (8 Sep 2011 to 30 Nov 2018)
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- CF30 Customer (1 Nov 2007 to 27 May 2011)
- CF27 Investment Management (24 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.